Invest Clin 63(1): 92 - 99, 2022 https://doi.org/10.54817/IC.v63n1a08
Corresponding author: Flor H Pujol, Laboratorio de Virología Molecular, IVIC, CMBC, Caracas, Venezuela.
E-mail: fhpujol@gmail.com
Detection of the Omicron variant of SARS-
CoV-2 by restriction analysis targeting
the mutations K417N and N440K
of the spike protein.
Rossana C Jaspe1, José Luis Zambrano2, Mariana Hidalgo3, Yoneira Sulbarán1,
Carmen L Loureiro1, Zoila C Moros2, Domingo J Garzaro1, Ferdinando Liprandi2,
Héctor R Rangel1 and Flor H Pujol1
1Laboratorio de Virología Molecular, Centro de Microbiología y Biología Celular,
Instituto Venezolano de Investigaciones Científicas, Caracas, Venezuela.
2Laboratorio de Biología de Virus, Centro de Microbiología y Biología Celular, Instituto
Venezolano de Investigaciones Científicas, Caracas, Venezuela.
3Laboratorio de Inmunoparasitología, Centro de Microbiología y Biología Celular,
Instituto Venezolano de Investigaciones Científicas, Caracas, Venezuela.
Key words: COVID-19; SARS-CoV-2; Omicron Variant of Concern; RFLP; rapid screening.
Abstract. By the end of 2021, the Omicron variant of concern (VOC)
emerges in South Africa. This variant caused immediate concern, due to the
explosive increase in cases associated with it and the large number of muta-
tions it exhibits. In this study, the restriction sites that allow detecting the
mutations K417N and N440K in the Spike gene are described. This analysis al-
lows us to propose a rapid method for the identification of cases infected with
the Omicron variant. We show that the proposed methodology can contribute
to provide more information on the prevalence and rapid detection of cases of
this new VOC.
Rapid detection of SARS-CoV-2 Omicron variant 93
Vol. 63(1): 92 - 99, 2022
Detección de la Variante Ómicron del SARS-CoV-2 por análisis
de restricción de dos mutaciones de la proteína de la espiga
Invest Clin 2022; 63 (1): 92 – 99
Palabras clave: COVID-19; SARS-CoV-2; Variante Omicron; RFLP; detección rápida.
Resumen. Para finales de 2021 surge la variante de preocupación (VOC
por sus siglas en inglés) Ómicron en Sudáfrica. Esta variante causó de forma
inmediata preocupación, debido al aumento explosivo de casos asociados a ella
y al gran número de mutaciones que exhibe. En este estudio, se describen los
sitios de restricción que permiten detectar dos de estas mutaciones en el gen
de la espiga, las mutaciones K417N y N440K. Este análisis permite proponer
un método rápido para la identificación de casos infectados con la variante
Ómicron. Mostramos que la metodología propuesta puede contribuir a propor-
cionar más información sobre la prevalencia y a detectar rápidamente los casos
de esta nueva VOC.
Received: 29-01-2022 Accepted: 05-02-2022
INTRODUCTION
The COVID-19 pandemic is caused by
an emerging coronavirus, SARS-CoV-2, and
has caused more than 360 million cases
and more than 5 million deaths worldwide.
This virus belongs to the family Coronaviri-
dae. The tremendous number of replication
events that this virus has experienced, in ad-
dition to an elevated frequency of recombi-
nation, and the probable action of host de-
aminases on the viral genome 1, has allowed
the emergence of many mutations in the vi-
ral genome 2.
Different variants (lineages of viruses
sharing particular types of mutations) have
emerged since the end of 2020. Some of
these variants have been defined as of inter-
est (VOI) or concern (VOC) by WHO, asso-
ciated with more transmissibility, or partial
resistance to protective immunity, among
other characteristics. The variants for which
at least one of these characteristics has been
confirmed, are named VOC 3-7. There are at
present five VOCs: Alpha, which emerged
in the UK, Beta in South Africa, Gamma in
Brazil, Delta in India, and Omicron in South
Africa. Genomic surveillance is recommend-
ed for monitoring the introduction of SARS-
CoV-2 variants of concern (VOCs) in each
country 6, 7.
Since the middle of 2021, the Delta
VOC (lineage B.1.617.2) was predominating
in many countries and replacing the other
circulating variants. However, at the end
of November 2021, Omicron VOC (lineage
B.1.1.529) was identified in South Africa 8.
This variant was classified as VOC in a re-
cord time because of the explosive increase
of cases in South Africa, and the great num-
ber of mutations exhibited by this new lin-
eage. Since then, up to January 15, 2022,
the VOC Omicron has been detected in at
least 119 countries (Complete genome se-
quences submitted in GISAID: https://www.
gisaid.org/hcov19-variants/) and is present-
ly replacing Delta worldwide 9.
Omicron VOC exhibits more than 50
mutations in its complete genome, com-
94 Jaspe et al.
Investigación Clínica 63(1): 2022
pared to the ancestral Wuhan strain. More
than 30 of these mutations are located in
the spike protein 8, 10. Rapid detection of this
variant is particularly important, due to the
explosive nature of its transmission. The aim
of this study was to evaluate a method for
rapid detection of this mutation by restric-
tion enzyme analysis, taking advantage of
two mutations present in this VOC: K417N
and N440K.
MATERIALS AND METHODS
Sequences available at GISAID on Jan-
uary 15, 2022, were analyzed for the pres-
ence of two mutations of the Omicron VOC:
K417N and N440K. at https://www.gisaid.
org. The number of sequences belonging to
the Delta VOC among the ones harboring
this mutation was also estimated.
This study was approved by the Bioethi-
cal Committee of IVIC. A restriction enzyme
analysis was developed to detect the pres-
ence of two mutations: K417N and N440K.
RNA from clinical samples positive by qRT-
PCR (classified upon sequencing as Delta or
Omicron) were amplified with primers 75L
(AGAGTCCAACCAACAGAATCTATTGT) and
76.8R (GTTGCTGGTGCATGTAGAAGTTC)
to generate an amplicon of 614 nt, with the
PCR conditions previously described 11, with
denaturation times of 94°C/30 sec. Six µL
of the amplicon were digested with one unit
of HindIII or SspI for one hour at 37°C and
then loaded in a 3% agarose gel electropho-
resis for band visualization with Ethidium
bromide. Restriction results were compared
with the sequence obtained by sending PCR
purified fragments to the Macrogen Se-
quencing Service (Macrogen, Korea).
RESULTS
Sequences available at GISAID, belong-
ing to the Delta or Omicron variant lineages,
were analyzed for the presence of K417N and
N440K. A total of 7,136,478 were available
at GISAID on January 15, 2022. Only se-
quences of the complete genome and with
high coverage were analyzed. As can be seen
in Table 1, while 73% of the sequences avail-
able for the Delta variant meet both criteria,
only 2% of the Omicron VOC meet them. The
presence of K417N or N440K was near 90%
in the Omicron VOC lineages, compared to
less than 1% in the Delta VOC ones. Accord-
ing to this prevalence data, the detection of
one of these two mutations could result in
an assay with 94.4% sensitivity and 99.8%
specificity.
The analysis of the restriction sites pres-
ents in the 614 nt amplicon of the spike gene
Table 1
Number of sequences available at GISAID of Delta or Omicron VOC harboring
the mutations K417N and N440K.
Number of sequences (%)* Delta
(B.1.617.2)
Omicron
(B.1.1529)
Total sequences 4,061,464 364,148
Sequences of complete genome with high
coverage (SCH)
2,954,586 (73%)
5,995 (2%)
SCH with K417N 4,831 (0.2%) 5,415 (90%)
SCH with N440K 99 (0.002%) 5,263 (88%)
SCH with both mutations 0** 5,016 (84%)
SCH with any of the mutations 5,830 (0.2%) 5,662 (94.4%)
*Sequences available at GISAID in January 15, 2022. **12 sequences were available with both mutations among
the 4,061,464 total sequences of the Delta variant.
Rapid detection of SARS-CoV-2 Omicron variant 95
Vol. 63(1): 92 - 99, 2022
of SARS-CoV-2 showed the presence of a re-
striction site in the nucleotides correspond-
ing to the K417N and N440K mutations. Fig.
1 shows the expected restriction pattern of
samples and isolates harboring mutations
K417N and N440K, by using two restriction
enzymes: SspI for K417N and HindIII for
N440K: the SspI enzyme has an additional
restriction site in the respective mutated
sample and HindIII an unique restriction site
in the mutation N440K. Fig. 1C shows the
digestion of the PCR-amplified product with
the two enzymes of two samples with the two
mutations (Omicron variant) and two sam-
ples without the mutations (Gamma or Delta
variant). A total of 28 samples were analyzed
for their restriction pattern with these two
enzymes, and compared for the presence or
not of the mutations K417N and N440K in
their sequence. A 100% concordance was ob-
served in the detection of the two mutations
between the two methods (Table 2). In addi-
tion, the sequence of the complete genome
was available for three of the samples ana-
lyzed, and again a perfect concordance was
found with the variant assigned by restric-
tion analysis of the sequencing of the small
genomic fragment: two Omicron VCs (GI-
SAID accession numbers EPI_ISL_8063574
and EPI_ISL_8063663) and one Delta VOC
(EPI_ISL_8804532). All the Omicron VOCs
analyzed in this study harbored both muta-
tions K417N and N440K.
DISCUSSION
For evaluating the projected sensitivity
of restriction analysis using these two muta-
tions as an indicator of Omicron presence,
sequences available at GISAID were evaluat-
ed for the presence of the mutations K417N
and N440K. The prevalence between Omi-
cron and Delta VOCs was compared, since
the Delta VOC was circulating and predomi-
nating in almost every part of the world just
before the Omicron VOC rise in cases.
In addition to the huge number of
mutations and rise in cases in each coun-
try, where this variant began to circulate,
another peculiarity of the Omicron VOC is
the variability in the number of mutations
displayed by each isolate, that is, not all the
isolates harbor all the mutations described
for this variant. Indeed, the authors found a
prevalence of less than 50% for the two mu-
tations analyzed in this study, although they
also recognized that the prevalence reported
in their study might be higher for some of
these mutations 8. The rush in submitting se-
quences for the Omicron variant, shown by
the huge predominance of complete genome
sequences with low coverage (98%, com-
pared to only 27% for Delta VOC, see Table
1), is an important factor that may hamper
the real prevalence of each mutation in the
Omicron VOC genomes.
According to the analysis performed
on the sequences submitted to GISAID,
the predicted sensitivity of the proposed
restriction analysis, based on the detec-
tion of at least one of the K417N or N440K
mutations, should result in a test with at
least 94% sensitivity. Indeed, the sensitiv-
ity could be even higher, considering the
possibility that some of the Omicron VOC
sequences deposited in GISAID may har-
bor non-resolved nucleotides in the sites of
these two mutations. In addition to few Del-
ta VOCs, the Beta VOC harbors the muta-
tion K417N. Thus, the detection of this mu-
tation might not guarantee the presence of
the Omicron VOC. However, the frequency
of Beta VOC has been very low in the last
months. A search in GiSAID resulted in only
six sequences of Beta VOC from December
2021 up to January 2022.
A perfect correlation was found in
this study between the restriction and se-
quence analysis. All the sequences analyzed
harbored the two mutations, in agreement
with the high prevalence of both muta-
tions found in the sequence analyzed in this
study, and providing a predictive value of al-
most 100% of Omicron identification. This
method indeed allowed us to detect the first
Omicron cases in Venezuela (Jaspe, RC, and
96 Jaspe et al.
Investigación Clínica 63(1): 2022
Fig. 1. Restriction analysis of amplicons with K417N and N440K mutations. A. Sequence of the amplified pro-
duct showing the restriction sites which discriminate Wild-type (WT) or mutant (K417N and N440K)
viruses. The use of these two enzymes generates a restriction pattern characteristic for each situation
(WT, K417N, and N440K). The restriction sites are underlined. The numbers in the alignment indi-
cate the bp position in the PCR-amplified product. Nucleotides 79-81 code for the amino acid K417
(CTG) or N417 (CGG). Nucleotides 79-81 code for the amino acid N440 (CTG) or K440 (CGG). B.
Expected digestion pattern with HindIII or SspI enzymes. With HindIII digestion, the WT amplicon
generates an undigested product of 614 bp, while N440K mutated amplicon generates 2 bands: one
of 384 pb and one of 250 bp. With SspI digestion, WT amplicon generates two bands: one of 575 pb
and one of 40 bp that is not seen in the gel, while K417N mutated amplicon generates three bands
of 317, 258, and 40 bp that is not seen in the gel. C. Agarose gel electrophoresis of PCR-amplified
products digested with HindIII or SspI. The PCR-amplified products digested with the enzymes were
run with molecular weight markers (100bp DNA Ladder Molecular Weight Marker, Promega): smaller
bands are signaled (100, 200, and 300 bp).
Rapid detection of SARS-CoV-2 Omicron variant 97
Vol. 63(1): 92 - 99, 2022
Pujol, FH, personal communication). Our
group has already developed several restric-
tion analyses for the detection of key mu-
tations present in some VOCs, like E484K
and L452R 12, 13. The method proposed in
this study, together with the previously de-
veloped for other mutations, has been very
useful in our hand for rapid detection of the
variant in particular cases. It is important
to note that complete genome sequencing
is necessary for confirmation of the variant
assignment, but once Omicron VOC is ex-
panding in a particular region, the detec-
tion of these mutations is highly predictive
of its presence.
Due to its explosive reproductive rate,
rapid methods for detection of the Omicron
VOC are warranted. In our hands, the detec-
tion of two of its mutations by restriction
analysis was very useful for the rapid detec-
tion of the Omicron VOC.
Funding
This study was supported by Ministerio
del Poder Popular de Ciencia, Tecnología e
Innovación of Venezuela.
Declaration of conflict of interest
The authors declare no conflict of in-
terest.
Authors’ ORCID numbers
Rossana C Jaspe (RCJ)
0000-0002-4816-1378
José Luis Zambrano (JLZ)
0000-0001-9884- 2940
Mariana Hidalgo (MH)
0000-0002-8307-8254
Yoneira Sulbaran (YS)
0000-0002-3170-353X
Carmen L Loureiro (CLL)
0000-0003-3665-1107
Zoila C Moros (ZCM)
0000-0001-6322-9230
Domingo J Garzaro (DJG)
0000-0002-9956-5786
Ferdinando Liprandi (FL)
0000 0001 8084 8252
Héctor R Rangel (HRR)
0000-0001-5937-9690
Flor H Pujol (FHP)
0000-0001-6086-6883
Authorship contribution
RCJ and JLZ contributed equally to
this study.
Design of the study and writing of
the manuscript: RCJ, JLZ, FL, FHP. Ex-
perimental: RCJ, MH, YS, CLL, ZCM,
DJG, HRR.
All the authors read and approved
the final version of the manuscript.
Table 2
Concordance between restriction enzyme analysis and sequencing results.
Sequence analysis
Restriction analysis
K417 and N440
(Delta)
N417 and K440
(Omicron) Concordance
K417 and N440 15 0 100%
N417 and K440 0 13
A total of 28 samples were analyzed: 15 Delta VOC (lineage B.1.617.2), without any of the two mutations, and 13
Omicron VOC (lineage B.1.1.529).
98 Jaspe et al.
Investigación Clínica 63(1): 2022
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